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Helpful Resources for Managing Your Practice

Securities and Exchange Commission - www.sec.gov

The North American Securities Administrators Association - www.nasaa.org/home/index.cfm

FINRA - www.finra.org

Texas State Securities Board - www.ssb.state.tx.us

West Thomson - west.thomson.com

National Society of Compliance Professionals - nscp.org

IA Watch - www.iawatch.com

Financial Planning Association - www.fpanet.org

Texas Hedge Fund Association - www.texashfa.org/thfa

Texas Wall Street Women - www.txwsw.com